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  • Accounts Associate

Industry IT
Location Chennai
Experience Range 3 - 6 Years
Qualification Bcom
Not active

Functional Banking, Insurance & Financial Services
Job Description
About Us
“Quess IT Staffing is India’s largest IT staffing company with over 20 years of experience in staffing IT professionals in 300+ companies across levels and skillsets. Our 10,000+ associates deployed in 80+ cities and towns are proficient in over 500 technological skills. Our associates help enable cutting edge solutions some of the biggest names across industried. Quess IT Staffing is a division of Quess Corp Limited, India’s leading business services provider and largest domestic private sector employer. Quess Corp Limited is - ‘A Great Place to Work’ certified – a testament to our excellent culture, people, and processes.”
About Company
www.magna.in
Roles and Responsibility
  • Review email and electronic communications of bank employees for adherence to firm policies and regulatory rules
  • Detect, review and report potentially suspicious activities
  • Use available research tools to identify publicly available information concerning transactions and communications identified for further investigation
  • Conduct special inquiries as required
  • Work with relevant compliance team to resolve instances of potential issues
  • Escalate potential breaches of firm policy and regulatory rules with adequate supporting information to the relevant compliance team
  • Perform routine administrative duties and reviews
  • Conduct of Electronic communication surveillance using designated tools and applications
  • Provide day-to-day assistance and support to the local Surveillance teams
  • Assisting in regulatory and internal investigations as assigned by the Compliance Management Team
  • Ensure that relevant procedures, systems and controls are up to date and effective, and to identify / facilitate remedial action where necessary
  • Assist in preparing management information and reporting regarding surveillance and monitoring activities
  • Assist in the enhancement of existing processes and develop new processes for identifying potential breaches of firm policy and regulatory rules

 

 

Experience and Skills Required:

  • Good knowledge of financial products and banking regulations
  • Excellent command in spoken and written English
  • 3 year experience in surveillance/compliance within a financial services/securities environment
  • Good knowledge in Microsoft Office
  • Demonstrate personal initiatives, ownership and accountability
  • Ability to work independently
  • Strong communications skills
  • Able to multitask, prioritize, and meet deadlines
  • Additional European and/ or Asian language skills is a plus
Desired candidate
Bachelor degree or higher, preferably in Banking, Finance, Law or related discipline
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