Job Title: GBM - Client Onboarding - Regulatory Due Diligence
- Analyst
Experience:
1-3 years
Notice
period: Immediate to 15 days
Location: Bangalore
JD:
Key
Responsibilities:
· Conduct due diligence on new clients
to ensure compliance with regulatory requirements.
· Review and analyze client
documentation to verify accuracy and completeness.
· Coordinate with internal
stakeholders to interpret regulations and implement necessary controls.
· Partner with Engineering teams to
develop and enhance workflows for regulatory compliance.
· Monitor and update existing client
profiles to ensure ongoing compliance with regulatory standards.
· Assist in the preparation of reports
and documentation for regulatory audits and reviews.
· Stay updated with changes in
regulatory frameworks and communicate implications to relevant teams.
· Collaborate with other departments
such as Legal, Compliance, and Risk Management on regulatory matters.
· Maintain accurate records and
documentation related to client onboarding and due diligence processes.
· Participate in training sessions and
knowledge sharing activities related to regulatory compliance.
Skills
Required:
· Strong communication skills to
interact effectively with internal teams and external clients.
· Attention to detail and ability to
perform thorough reviews of documentation and processes.
· Quick grasp of regulatory
requirements and ability to apply them in practical scenarios.
· Analytical thinking and
problem-solving skills to address compliance challenges.
· Ability to work independently and
prioritize tasks in a dynamic environment.
Education:
· Graduation or Post-Graduation in a
relevant field such as Business, Finance, Law, or Compliance.
Experience:
· 1-3 years of experience in
regulatory compliance, client onboarding, or related roles, preferably in the
banking or financial services industry.
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