Job title: Transaction Monitoring Analyst
Experience:
3-5 Years
Notice period:
Immediate to 15 days
Location: Bangalore
JD:
· Ensure accurate investigation of
alerts and cases adhering to the laid down procedures.
· Close alerts, cases where there are
no suspicious or refer alerts to Business Compliance unit/s where further
information is required, or assistance is required to take a decision due to
the complexity of the issue.
· Obtain opinion from Unit Manager for
conclusion of cases and escalate cases to business compliance for further
review, as applicable.
· Escalate issues and confirmed true
matches.
· Maintaining and providing of
accurate and meaningful MI as instructed on all aspects related to FCRM alerts/
cases within the expected timelines.
· Undertaking any testing requirements
on the AML system that is required on account of system enhancements/upgrades
and ensuring that such tests are conducted accurately and within the prescribed
deadlines working with business compliance and system management team.
· Send reminders to business for overdue
on information requests.
· Monitoring and mitigating risk in a
timely and effective manner whilst keeping Senior Management, Compliance fully
informed of action taken and the outcomes.
· Escalating issues to Senior
Management, Compliance for information and necessary action.
· Timely reporting of potential
Suspicious Transaction to Business compliance
· Investigation and resolution of such
matters in a timely manner
· Meet Quality levels as per standards
laid down in TM procedure manual.
· Complete corrective actions for
issues raised by QA unit.
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