·
As a Fin Crime Analyst, you will be part of our Global
Compliance Assurance Team
·
Reporting directly to the Compliance Team Lead
·
You will be responsible for the monitoring of Financial Crime,
primarily market abuse, anti-money laundering and PEPs and Sanctions screening
·
Subject to your experience and the skills you learn you may
specialize in one or more areas of financial crime surveillance
·
Investigation of potentially suspicious trading activity for
indications of Market Abuse or other financial crime
·
This involves reviewing alerts triggered by bespoke surveillance
tools, and investigating internal referrals received from the wider business
·
Conducting analysis of internal alerts to identify potential
Money Laundering, Fraud and Terrorist Financing risks
·
Making recommendations for and performing enhanced client due
diligence using a risk based approach and following up on requests to ensure
all necessary actions are completed
·
Timely escalation of analytical findings to internal supervisors
and reporting any suspected market abuse, money laundering and terrorism
financing activities to the appropriate regulators and enforcement bodies when
necessary
·
Performing PEP, Sanction and Negative News screening checks to
identify business relationships that pose risk to the firm. Taking immediate
action and escalating proposals for action in the case of true hits and
recording why others are false positives
·
Generally assisting business operations by responding to day to
day queries and assisting in the development and implementation of necessary ad
hoc business changes whether regulatory or business driven
·
Preparing responses to regulatory requests or law enforcement
agencies
·
Assist in reviewing, creating and updating compliance procedure
and manual
·
Engaging with front-office business representatives and local
compliance officers
V 0.0.1