Candidate should
have proficient knowledge of KYC.
On boarding/AML/Screening,
Periodic Review/KYC Refresh, Remediation, Ongoing Monitoring, Due
Diligence/CDD/EDD etc.
Create Quality
KYC/Screening profiles ensuring accuracy, completeness, and validity,
incorporating multiple risk factors in compliance with global regulatory
requirements.
Must have
handled various KYC/Screening tools such as Factiva, RDC, World Check, Lexis
Nexis etc.
Mitigate or call
out true hits for Sanctions/PEPs/Negative news concerns and escalate it
concerned team.
Review and
disposition of Alerts generated through the screening of the clients and other
relationships.
Responsible for
ensuring rational documentation for clearing name matches and escalate issues /
risks to the manager in a timely manner.
Provide real
time constructive verbal feedback to team members and facilitate timely
completion of engagement reviews.
Governance on
the event of serious regulatory breaches, or where risk tolerance have been
breaches, ensure senior management are informed and that actions are taken
quickly to remediate and/or activities are ceased.
Support
knowledge sharing efforts and continually improves processes so that the work
team can capture and leverage knowledge.
Promote and
embed a culture of openness, trust and risk awareness, where ethical, legal,
regulatory and policy compliant conduct is norm.
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